29. 6 days ago · Refer SEBI Master Circular dated 11. Inserted by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2021 dated 09. This timeline was pursuant to the SEBI circular dated 24 th December, 2019. SEBI LODR: Get latest information about SEBI LODR (Listing Obligations and Disclosure Requirement) and more. QUICK LINKS. Section 56 of The Companies Act, 2013 Transfer or transmission or transposition of securities. e. Regulation 30(9) of LR requires disclosure of. Such entities are required to follow the governance norms as would be specified under the SEBI (Infrastructure Investment Trusts) Regulations, 2014 and SEBI Section 177 of The Companies Act, 2013 Vigil mechanism. The revised date will be notified separately by SEBI. 2. 2023. Let us discuss all the above mentioned exempted Corporate Governance Regulations one by one. Below is the summarised timeline of the amendments in SEBI (LODR) since it was passed in the year 2015. Net Profit / (Loss) for the period (before Tax, Exceptional and/or Extraordinary 3 days ago · Prior Intimations. 2023 & BSE Circular dated 13. (b) Two-thirds of the members of audit committee shall be independent directors … Continue reading LODR – Regulation 18 → . (1) Save as otherwise specified in provisions of securities laws or Companies Act, 2013 and rules made thereunder, the shall also comply with the requirements as specified in this regulation for effecting . This Article covers:-1. Regulation 37A of SEBI LODR corresponds with Section 180(1)(a) of the Companies Act, 2013 Jul 5, 2023 · The amendments were signaled by various consultation papers issued by SEBI over the last 6-9 months, including consultation papers on ‘Review of disclosure requirements for material events or information under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015’ and ‘Strengthening Corporate Governance at Listed Apr 27, 2022 · The regulator, the Securities and Exchange Board of India (SEBI), has also been very strict in imposing financial penalties and issuing stern warnings to the defaulters. May 31, 2021 · Amended Regulation: Effective From: Regulation 17(1)(a) Woman Director: Woman Director: Woman Independent Director: By 1-Apr-20 (for Top 1000 Listed Cos. (1) Every listed entity shall make of any events or information which, in the opinion of the board of directors of the listed company, is material. To view the clarification Click Here. 2021. This is in accordance with Regulation 15(2) of SEBI (LODR) Regulation, 2015. Definition (a) Audit Committee: A Committee is constituted pursuant to section 177 of the Companies Act, 2013 read with Rules framed thereof as well as Regulation 18 of the SEBI (LODR) Regulation, 2015. SEBI has made significant amendments to the existing SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations). (Equity Shares, Debentures, Preference Shares etc. r. Jul 11, 2023 · Master circular for compliance with the provisions of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 by listed entities Jul 11, 2023 Master Circulars 3 days ago · Section 71 of The Companies Act, 2013 Documents and Intimation to Debenture Trustees. (1) The listed entity shall not make material without of the stock exchange(s) where the non convertible debt securities or non-convertible redeemable preference shares, as applicable, are listed, to: (a) the structure of the debenture in terms of coupon, , redemption, or … Continue reading Nov 11, 2021 · Detailed analysis of the amendments in RPT framework pursuant to SEBI LODR (6th Amendment) Regulations, 2021: Aug 20, 2023 · SEBI (LODR) Regulations, 2015 – Regulation 23 read with Schedule V; As per Regulation 2(1) (zb) “related party” means a related party as defined under sub-section (76) of section 2 of the Companies Act, 2013 or under the applicable accounting standards. (3) The listed entity shall … Continue reading LODR – Regulation 30 → Jul 11, 2024 · Refer SEBI Master Circular dated 11. 2(51) Key managerial personnel”, in relation to a company, means –. Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on July 10, 2024] May 10, 2023 · In accordance with regulation 23 (4) of SEBI (LODR) Regulations 2015, all material related party transactions and subsequent material modifications [as defined by the audit committee under sub-regulation (2)] shall require PRIOR approval of the shareholders through resolution and no related party shall vote to approve such resolutions whether May 23, 2020 · Analysis of SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 i. 22. (1) The listed entity shall give prior intimation to stock exchange about the in which any of the following proposals is due to be considered: (a)financial results viz. Total Income from Operations 2. Provided that: Section 129 of The Companies Act, 2013 Financial results. 2020. 06. 2023 regarding SEBI (LODR) (Second Amendment) Regulations, 2023 SEBI Notification dated 17. 3 days ago · Section 92, 134 of The Companies Act, 2013 Annual Report. Apr 10, 2023 · However, the listed entities having paid-up equity share capital not exceeding Rs. 2015 (‘SEBI LODR’) through notification dated June 15, 2023. (1) In these regulations, unless the context otherwise requires:— (a) “Act” means the Securities and Exchange Board of India Act, 1992 (15 of 1992); (b) “associate” shall mean any entity which is an associate under sub-section (6) of section 2 of the Companies Act, 2013 or under the applicable accounting standards: Provided that … Continue reading LODR 3 days ago · Refer SEBI – Clarification dated 30. 53. (1) The listed entity shall forward the following to the debenture trustee promptly: (a) a copy of the annual report at the same time as it is issued along with a copy of certificate from the listed entity’s auditors in respect of … Continue reading LODR – Regulation 56 → SEBI issues SEBI (LODR) (Second Amendment) Regulations, 2021 Effective from May 6, 2021 1 SEBI, vide notification dated May 05, 2021 has amended SEBI(LODR)Regulations, 2015 These regulations shall be applicable from the date of their publication in the official gazette i. 2024. 2023 regarding Disclosure of material events/ information by listed entities under Regulations 30 and 30A of SEBI (LODR) Regulations, 2015. 07. ⇒ These regulations may be called the SEBI (LODR) (Second Amendment) Regulations, 2021. No person shall be appointed or continue as an alternate director for an independent director of a listed entity with effect from October 1, 2018 25. Dear Sir/ Madam, The Securities and Exchange Board of India vide notification dated August 03, 2021, have amended LODR Regulations, 2015. If both parent and subsidiary are listed entities, would it be sufficient compliance if the listed subsidiary has made a dis. The CPs Jul 21, 2016 · Securities and Exchange Board of India (SEBI) on 2nd September 2015 issued the SEBI (Listing Obligation and Disclosure Requirement) Regulations, 2015 for listed entities whose securities i. 3 days ago · Structure of non convertible debt securities and non convertible redeemable preference shares. Applications open for SEBI Grade ‘A’ Recruitment 2024 - General, Legal, Information Technology, Research, Engineering (Electrical) and Official Language Streams (June 11, 2024 – June 30, 2024) SEBI Circular dated 20. The listed entity shall prepare and submit un-audited or audited quarterly and year to date standalone financial results on a quarterly basis in the format as specified by the Board within from the end of the quarter, other than last quarter, to the recognized stock exchange(s): … Continue reading LODR – Regulation 52 → 4 days ago · Section 177 of The Companies Act, 2013 Audit Committee. The board of directors of the listed entity are exempted from observing the maximum stipulated time gap between two meetings for the meetings held or proposed to be held between the period December 1, 2019 and July 31, 2020. FOR CORPORATES. (1) The listed entity shall fix a record date for purposes of payment of interest, dividend and payment of redemption or repayment amount or for such other purposes as specified by the stock exchange. Learn more about SEBI LODR Today, visit NSE India. Particulars: Signed by: Time limit: Chapter lll- Common Obligations of Listed Entities: 7(3)/ 7(2) RTA. 34. Sub: Non Applicability of Regulation 23(9) of SEBI (LODR) Regulations, 2015 for the year ended on 31. concerning non-convertible redeemable preference shares or non-convertible debt securities. , the LODR) regulations formulated by the Securities and Exchange Board of India is one of the steps which goes a long way in the corporate governance process. The new Listing Regulations have been structured to provide ease of reference by consolidating Dec 1, 2015 · Section 92, 134 of The Companies Act, 2013 Annual Report. Jan 24, 2023 · SEBI has exempted the provisions of Regulation 15 and Regulation 17(1A) of SEBI LODR to HVD entities. Click here to view SEBI circular dated 05. To view the SEBI circular, Click here. 7. Jul 18, 2023 · Conclusion: Understanding the provisions of Regulation 30 and 30A of SEBI (LODR) Regulation, 2015 is essential for listed entities. (1) The listed entity shall comply with Rule 19(3) of Securities Contract (Regulations) Rules, 1957 in respect of Letter/Advices of Allotment, Acceptance or Rights, transfers, subdivision, consolidation, renewal, exchanges, issuance of duplicates Apr 15, 2021 · As per Regulation 51(2), Schedule III Part B Item 15 of SEBI (LODR) Regulations, the listed entity shall promptly disclose to the stock exchanges, all the information, report, notices, call letters, circulars, proceedings, etc. Timeline of amendment in SEBI (LODR) Regulations in reference to risk management Specified listed companies to comply with SEBI (LODR) Regulations, 2015 5 days ago · Asset Cover. Updated on: 11/01/2023. Sep 22, 2021 · SEBI has vide its amendment notification dt: September 7, 2021 has amended the SEBI LODR Chapter IV and Chapter V. This Article is an attempt to simplify various regulations and contains ONLY regulations and impact thereon of the entity whose equity shares are listed on the stock exchange. obligations of listed … Jul 1, 2022 · Regulation 23 of the SEBI (Listing Obligations and Disclosure Requirements), Regulations 2015 (‘LODR Regulations’) was amended by notification dated November 9, 2021, enhancing the scope of related parties, related party transactions (RPTs), and the materiality threshold for seeking shareholder approval, among other things. Refer SEBI Master Circular dated 11. balance sheets, profit and loss accounts etc ; (b) cash flow statement presented only under the indirect method as prescribed … Continue reading LODR – Regulation 53 → SEBI LODR. [See Regulation 47(1) (b) of the SEBI (LODR) Regulations, 2015] Sl. To view the BSE Circular, Click here. (1) The listed entity shall formulate a vigil mechanism for directors and employees to report genuine concerns. 39. Key changes include timelines for filling key positions, relaxation of Corporate Governance Requirements for High-Value Debt entities, and the introduction of a shareholder-approved permanent directorship. Amendment to Regulation 32 of SEBI (LODR) Regulations : A monitoring agency may now be appointed by a listed company to monitor the utilisation of proceeds of a preferential issue or qualified institutions placement as well. In respect of its listed non-convertible debt securities, the listed entity shall maintain hundred per cent. iii. principles governing disclosures and obligations of listed entity (regulation 4) chapter iii. Regulation 15(1A) 4 days ago · Section 91 of The Companies Act,2013 Record Date 60. com June 27, 2023 Brief Background SEBI had issued various Consultation Papers (‘CPs’)1 in November 2022 and February 2023 for amending the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR Regulations’). 56. the Chief Executive Officer or the managing director or the manager; 4 days ago · Section 124 of The Companies Act, 2013 Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities. Exemptions under Regulation 17 of SEBI LODR: Regulation 15 (Applicability) Effective from 1 April 2023 REITs and InvITs are no longer required to comply with the corporate governance related regulations 15 to 27 under the SEBI LODR. There have been few queries received from listed companies with respect to the above-mentioned amendment. This amendment provides listed entities with additional time to align their operations and reporting with the new requirements. 18. 03. FAQs on LODR (Second Amendment) Regulations, 2023 Team Corplaw | corplaw@vinodkothari. Submission of Compliance Certificate to Stock Exchange certifying that all activities in relation to both physical and electronic share transfer facility are maintained either in house or by Registrar to an issue and share transfer agent registered with the Board. t. Feb 17, 2017 · SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Last amended on November 30, 2018) 2. the quarter / financial year ending March 31, 2020 provided vide SEBI Circular dated 26. SEBI has extended the deadline for compliance with the second proviso under Regulation 15 to March 31, 2024. 2020 to be implemented for compliance periods ending on or after March 31, 2020. SEBI (Procedure for Board Meetings) Regulations, 2001 [Last amended on December 9, 2022] 2001: Securities and Exchange Board of India (Employees' Service) Regulations, 2001 [Last amended on May 06, 2024] 2000: Securities and Exchange Board of India (Foreign Venture Capital Investor) Regulations, 2000 [Last amended on February 07, 2023] 1999 4 days ago · Share Transfer Agent. SEBI vide this amendment inserted regulation 37A providing for sale, lease, or disposal of an undertaking outside Scheme of Arrangement. Effective from June 14, 2023, these amendments cover crucial aspects like compliance officers, director appointments, cybersecurity, disclosure thresholds, shareholder rights, and reporting requirements. Formats: 5 days ago · Disclosure of events or information. INTRODUCTION: ⇒ SEBI vide its notification dated May 5, 2021 has amended SEBI (LODR) Regulation, 2015. In one sense, it can be said the whole of the SEBI (LODR) Regulations, 2015 is dealing with only corporate governance. the applicable laws, rules and regulations and with highest standards of business ethics. SEBI (LODR) Regulations, 2015 vis –a –vis Companies Act, 2013 BOARD COMPLIANCE COMPANIES ACT, 2013 SEBI (LODR) REGULATIONS, 2015 (R. with the Companies Act 2013, SEBI has notified the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 herein after referred as ‘Listing Regulations’ on September 2, 2015, after following the consultation process. 17) Composition of Board 3 6 (Top 2000) Independent Director 2 Chairperson –NED –1/3rd No regular non executive chairperson/ related to promoter –1/2 Dec 1, 2015 · Further relaxation w. SEBI CIRCULAR DATED 20 th MAY, 2020. The listed entity shall to the stock exchange and publish on its website- (a) a copy of the annual report sent to the shareholders along with the notice of the annual general meeting not later than the day of commencement of dispatch to its … Continue reading LODR – Regulation 34 → Nov 22, 2021 · Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto Sep 23, 2021 · This query is being asked on account of Explanation (1) in Chapter IV Reg 15 which states as follows: “The entities referred in the first proviso to sub-regulation (1A) of regulation 15 are referred to as ‘high value debt listed entities’ for the purpose of this chapter”. This provision became effective from July 14, 2023. 61. Jun 22, 2023 · Explore the latest SEBI (LODR) Regulations 2015 amendments effective June 2023. Refer SEBI Circular dated 03. What is covered under Regulation 30 of the LODR Regulations? Refer SEBI Circular on non-compliance with certain provisions of the SEBI LODR and the Standard Operating Procedure for suspension and revocation of trading of specified securities dated 22. asset cover or as per the terms of offer document/ Information Memorandum and/or Debenture Trust Deed, sufficient to discharge the principal amount at all times for the non-convertible debt securities issued. ref The First proviso to Sub regulation (1A) of reg 15 states : Oct 14, 2021 · Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto Oct 25, 2015 · Regulation No. Dec 31, 2022 · ii. (1) The listed entity shall a share transfer agent or manage the share transfer facility in-house: Provided that, in the case of in-house share transfer facility, as and when the total number of holders of securities of the listed entity exceeds one lakh, the listed entity shall either register with the … Continue reading LODR – Regulation 7 → Recruitment of Officer Grade A (Assistant Manager) 2024. 2(1)(o) Key managerial personnel means key managerial personnel as defined in sub-section (51) of section 2 of the Companies Act, 2013; Companies Act, 2013. ) are listed on the Stock Exchange. FOR MEMBERS. Way back from 1996 in Indian history, the need for having a strong framework of good corporate governance has been kept on increasing due to the various irregularities occurring worldwide including in India. common obligations of listed entities (regulation 5 to 14) chapter iv. Jun 19, 2020 · There are several other additional disclosures and compliances to be made which are enlisted under the LODR Regulations. FOR INVESTORS. (1) The listed entity shall ensure timely payment of interest or dividend of non-convertible redeemable preference shares or redemption payment: Provided that the listed entity shall not declare or distribute any dividend wherein it has … Continue reading LODR SEBI | Regulations Jun 19, 2023 · Stay informed about the latest changes in SEBI's Listing Obligations and Disclosure Requirements with our note on the Second Amendment Regulations, 2023. ) Regulation 17(1)(c ) Minimum Directors: Governed by Companies Act, No such Regulation in LODR: Min 6 Directors on Board: By 1-Apr-20 (for top 2000 cos. obligations of a listed entity which has listed its specified securities and non-convertible debt securities (regulation 15 to 48) chapter v. To view the BSE circular, Click here. all events and information with respect to subsidiaries which are material. These regulations emphasize the disclosure of material events or information, ensuring transparency and providing stakeholders with timely and relevant information. 2023 regarding SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulation, 2023. 1. Apr 8, 2022 · Subject Updated FAQ’s on Regulation 17(1C) of SEBI(LODR) Regulations, 2015. 05. ) Regulation 17(1B)-Splitting of Mar 29, 2023 · SEBI LODR (SECOND AMENDMENT) REGULATIONS, 2023 Vinod Kothari Vinod Kothari and Company Kolkata: 1006-1009, Krishna Building 224 AJC Bose Road Kolkata –700 017 Mar 5, 2024 · The Securities and Exchange Board of India (SEBI) has introduced various amendment in the SEBI (Listing Obligations and Disclosure Requirements) by notification (i) the SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2023 (LODR Second Amendment) (effective from 14 July 2023); (ii) the SEBI (Listing Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto Feb 7, 2023 · Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations 2015 [Last amended on February 07, 2023] Jun 11, 2021 · SEBI (LODR) (SECOND AMENDMENT) REGULATIONS, 2021 Effective from May 6, 2021. 3. The listed entity shall give notice in advance of (excluding the date … Continue reading LODR – Regulation 60 → May 25, 2023 · Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI (LODR) Regulation, 2015 SEBI (LODR) Regulations, 2015. (1) While preparing financial results, the shall comply with the following: (a)The financial results shall be prepared on the basis of accrual accounting policy and shall be in accordance with uniform accounting practices adopted for all the periods. (2) The vigil mechanism shall provide for adequate safeguards against victimization of director(s) or employee(s) or any other person who avail the mechanism and also provide for direct … Continue reading LODR Feb 12, 2021 · Frequently Asked Questions on Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015. SEBI Notification dated 14. Oct 23, 2023 · Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on October 23, 2023] Jan 6, 2016 · These Regulations prescribe different Disclosure Requirements for different types of listed securities. PART-B. 2023 for compliance Refer SEBI Circular on non-compliance with certain provisions of the SEBI LODR and the Standard Operating Procedure for suspension and revocation of trading of specified securities dated 22. 25. The annual report of the listed entity shall contain disclosures as specified in Companies Act, 2013 along with the following: (a) audited financial statements i. 25 Crores as on the last day of the previous financial year are exempt from submitting an Annual Secretarial Compliance Report. We would first understand the amendment under Chapter IV of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulation 2015 [‘LODR 2015’] and its implications Chapter IV of LODR 2015 is now Nov 10, 2023 · The Securities and Exchange Board of India (SEBI) recently amended the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) by notification of: (i) the SEBI (Listing Section 129 of The Companies Act, 2013 Financial Results. Dispatch of hard copies shall be dispensed with for listed entities till September 30, 2023. Refer SEBI & BSE Circular dated 13. (1) A person shall not serve as an independent director in more than seven listed entities: … Continue reading LODR – Regulation 25 → Jan 14, 2022 · Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on July 25, 2022] May 7, 2021 · While timelines were not specified in the LODR Regulations, the report was required to be given within 45 days from the end of the quarter. (1) Every listed entity a qualified and independent audit committee in accordance with the terms of reference, subject to the following: (a) The audit committee shall have minimum three directors as members. SEBI (LODR) Regulations, 2015 Introduction LODR is one of the most i Income Tax Articles Jul 29, 2022 · Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto actions are required by listed entities to comply with the revised SEBI (LODR) 2021. 2023 regarding revised manner of achieving minimum public shareholding. 2022 on applicability of regulation 23 of SEBI (LODR) Regulations, 2015 in relation to Related Party Transactions. Dec 2, 2015 · [Regulation 2(1) (h) of SEBI (LODR) Regulations, 2015] Recognized stock exchange: As per “The Securities Contracts (Regulation) Act, 1956, “Recognized Stock Exchange [Section 2(f)] means a stock exchange which is for the time being recognized by the Central Government under Section 4 of the Act. Particulars Quarter ending/Current Year ending Year to date Figures/Previous Year ending Corresponding 3 months ended in the previous year 1. ” (1) In respect of its listed … Continue reading LODR Section 150 of The Companies Act, 2013 Obligations with respect to independent directors. Jun 17, 2023 · The Amendment under SEBI (LODR) Regulations, 2015 has been made vide Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2023. (2) Events specified in are deemed to be material events and listed entity shall make disclosure of such events. quarterly, half yearly, or annual, as the case may be; (b) proposal for buyback of securities; (c) proposal for voluntary delisting by the listed entity … Continue reading LODR – Regulation 29 → Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on April 11, 2022] Apr 13, 2022 Regulations Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto riod of five years from the date of disclosure to the stock exchange. Jun 21, 2023 · Regulation 15: Revised Deadline for Second Proviso. These regulations empower stakeholders, investors, and the public with the necessary information to make informed decisions about listed entities. Now, with the Amendment regulations, the same is specified under regulation 32(6) of the LODR Regulations. 10. 11. Sep 30, 2023 · Significance of SEBI (LODR) Regulations: SEBI (LODR) Regulations, 2015, play a pivotal role in maintaining transparency and accountability in the Indian stock market. Broad Features of the Regulations . e May 06, 2021 Definitions. 01. This was earlier only extended to monitor the utilisation of proceeds of a rights or public issue. The Amendment shall be enforceable from the 13th of July, 2023. No. (b)The quarterly and year to date results shall … Continue reading LODR May 17, 2024 · Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on May 17, 2024] Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on January 24, 2022] Jan 24, 2022 Regulations Nov 27, 2019 · The Listing Obligations and Disclosure Requirements (i. requests for effecting transfer of securities shall not … Continue reading LODR Mar 30, 2022 · Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto 5 days ago · Refer SEBI Circular on non-compliance with certain provisions of the SEBI LODR and the Standard Operating Procedure for suspension and revocation of trading of specified securities dated 22. It is informed that pursuant to regulation 15(2) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, the provisions of Regulation 23(9) of the SEBI (LODR) Regulations, 2015 1 The concept of Listing Agreement was inserted in the Securities Contract (Regulation) Act, 1956 (“SCRA”) under Section 21 which provided that "where the securities are listed on the application of any person in any recognised stock exchange, such person shall 5 days ago · Refer SEBI Circular on non-compliance with certain provisions of the SEBI LODR and the Standard Operating Procedure for suspension and revocation of trading of specified securities dated 22. Towards this end, Regulation 33 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (hereinafter referred to as “the listing Regulations, 2015”), has prescribed various disclosures to be filed under various provisions contained therein in the formats as may be specified by the Board. 2020 regarding advisory on disclosure of material impact of CoVID–19 pandemic on listed entities under SEBI (LODR) Regulations, 2015 SEBI Circular on disclosures by listed entities of defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt Mar 4, 2022 · SEBI (LODR) Regulations, 2015: Regulation 3: Applicability of the regulations: Regulation 6: Compliance Officer and his Obligations: Regulation 9: Policy for Preservation of documents: Regulation 10: Filing of information: Regulation 11: Scheme of Arrangement: Regulation 12: Payment of dividend interest, redemption or repayment principle Mar 18, 2016 · Note: Notwithstanding anything contained in sub-regulation (2) of Regulation 15 above, the provisions of Companies Act, 2013 shall continue to apply, wherever applicable. 02. 59. 2023 and BSE Circular dated 15. 54. SEBI vide its earlier amendment dated September 2021 had made Corporate Governance provisions of SEBI LODR applicable to INVIT and REIT that have listed their NCDs exceeding the outstanding value of 500 crores or more [High-Value Debt Listed 5 days ago · Section 125 of The Companies Act, 2013 Terms of non convertible debt securities and non convertible redeemable preference shares. DISCLOSURE OF EVENTS OR INFORMATION. 2023 for compliance with SEBI (LODR) Regulations, 2015. 10 Crore and net worth not exceeding Rs. bp sn kk wd ti vd nt km te lc